STIGQter STIGQter: STIG Summary: Mainframe Product Security Requirements Guide

Version: 1

Release: 4 Benchmark Date: 24 Jan 2020

CheckedNameTitle
SV-82291r1_ruleThe Mainframe Product must limit the number of concurrent sessions to three for all accounts and/or account types.
SV-82599r1_ruleThe Mainframe Product must conceal, via the session lock, information previously visible on the display with a publicly viewable image.
SV-82601r1_ruleThe Mainframe Product must initiate a session lock after a 15-minute period of inactivity.
SV-82603r1_ruleThe Mainframe Product must provide the capability for users to directly initiate a session lock.
SV-82605r1_ruleThe Mainframe Product must retain the session lock until the user reestablishes access using established identification and authentication procedures.
SV-82607r1_ruleThe Mainframe Product must automatically terminate a user session after conditions, as defined in site security plan, are met or trigger events requiring session disconnect.
SV-82609r1_ruleMainframe Products requiring user access authentication must provide a logoff capability for a user-initiated communication session.
SV-82611r1_ruleThe Mainframe Product must display an explicit logoff message to users indicating the reliable termination of authenticated communications sessions.
SV-82613r1_ruleThe Mainframe Product must associate types of security attributes having security attribute values as defined in site security plan with information in storage.
SV-82615r1_ruleThe Mainframe Product must associate types of security attributes having security attribute values as defined in site security plan with information in process.
SV-82617r1_ruleThe Mainframe Product must use an external security manager for all account management functions.
SV-82619r1_ruleThe Mainframe Product must terminate shared/group account credentials when members leave the group.
SV-82621r1_ruleThe Mainframe Product must automatically remove or disable temporary user accounts after 72 hours.
SV-82623r1_ruleThe Mainframe Product must be configured such that emergency accounts are never automatically removed or disabled.
SV-82625r1_ruleThe Mainframe Product must automatically disable accounts after 35 days of account inactivity.
SV-82627r1_ruleThe Mainframe Product must automatically audit account creation.
SV-82629r1_ruleThe Mainframe Product must automatically audit account modification.
SV-82631r1_ruleThe Mainframe Product must automatically audit account disabling actions.
SV-82633r1_ruleThe Mainframe Product must automatically audit account removal actions.
SV-82635r2_ruleThe Mainframe Product must notify system programmers and security administrators when accounts are created.
SV-82637r2_ruleThe Mainframe Product must notify system programmers and security administrators when accounts are modified.
SV-82639r2_ruleThe Mainframe Product must notify system programmers and security administrators for account disabling actions.
SV-82641r2_ruleThe Mainframe Product must notify system programmers and security administrators for account removal actions.
SV-82643r2_ruleThe Mainframe Product must automatically audit account enabling actions.
SV-82647r2_ruleThe Mainframe Product must notify system programmers and security administrators of account enabling actions.
SV-82649r1_ruleThe Mainframe Product must enforce approved authorizations for logical access to sensitive information and system resources in accordance with applicable access control policies.
SV-82651r1_ruleThe Mainframe Product must enforce approved authorizations for security administrator access to sensitive information and system resources in accordance with applicable access control policies.
SV-82653r1_ruleThe Mainframe Product must enforce organization-defined discretionary access control policies over defined subjects and objects.
SV-82655r1_ruleThe Mainframe Product must enforce approved authorizations for system programmer access to sensitive information and system resources in accordance with applicable access control policies.
SV-82657r1_ruleThe Mainframe Product must enforce approved authorizations for controlling the flow of information within the system based on site security plan information flow control policies.
SV-82659r1_ruleThe Mainframe Product must prevent non-privileged users from executing privileged functions to include disabling, circumventing, or altering implemented security safeguards/countermeasures.
SV-82661r1_ruleThe Mainframe Product must prevent software as identified in the site security plan from executing at higher privilege levels than users executing the software.
SV-82663r1_ruleThe Mainframe Product must audit the execution of privileged functions.
SV-82665r1_ruleThe Mainframe Product must enforce the limit of three consecutive invalid logon attempts by a user during a 15 minute time period.
SV-82667r1_ruleThe Mainframe Product must automatically lock the account until the locked account is released by an administrator when three unsuccessful logon attempts in 15 minutes are exceeded.
SV-82669r1_ruleThe Mainframe Product must protect against an individual (or process acting on behalf of an individual) falsely denying having performed actions defined in the site security plan to be covered by non-repudiation.
SV-82671r1_ruleFor Mainframe Products providing audit record aggregation, the Mainframe Product must compile audit records from mainframe components into a system-wide audit trail that is time-correlated with a tolerance for the relationship between time stamps of individual records in the audit trail in accordance with the sites security plan.
SV-82673r1_ruleThe Mainframe Product must provide the capability for system programmers to change the auditing to be performed on all application components based on all selectable event criteria within time thresholds defined in the site security plan.
SV-82675r1_ruleThe Mainframe Product must provide the capability for security administrators to change the auditing to be performed on all application components based on all selectable event criteria within time thresholds defined in site security plan.
SV-82677r1_ruleThe Mainframe Product must provide audit record generation capability for DoD-defined auditable events within all application components.
SV-82679r2_ruleThe Mainframe Product must allow only the information system security manager (ISSM) or individuals or roles appointed by the ISSM to select which auditable events are to be audited.
SV-82681r1_ruleThe Mainframe Product must generate audit records when successful/unsuccessful attempts to access privileges occur.
SV-82683r1_ruleThe Mainframe Product must generate audit records when successful/unsuccessful attempts to access security objects occur.
SV-82685r1_ruleThe Mainframe Product must generate audit records when successful/unsuccessful attempts to access security levels occur.
SV-82687r1_ruleThe Mainframe Product must generate audit records when successful/unsuccessful attempts to access categories of information (e.g., classification levels) occur.
SV-82689r1_ruleThe Mainframe Product must generate audit records when successful/unsuccessful attempts to modify privileges occur.
SV-82691r1_ruleThe Mainframe Product must generate audit records when successful/unsuccessful attempts to modify security objects occur.
SV-82695r1_ruleThe Mainframe Product must generate audit records when successful/unsuccessful attempts to modify security levels occur.
SV-82697r1_ruleThe Mainframe Product must generate audit records when successful/unsuccessful attempts to modify categories of information (e.g., classification levels) occur.
SV-82699r1_ruleThe Mainframe Product must generate audit records when successful/unsuccessful attempts to delete privileges occur.
SV-82701r1_ruleThe Mainframe Product must generate audit records when successful/unsuccessful attempts to delete security levels occur.
SV-82703r1_ruleThe Mainframe Product must generate audit records when successful/unsuccessful attempts to delete security objects occur.
SV-82705r1_ruleThe Mainframe Product must generate audit records when successful/unsuccessful attempts to delete categories of information (e.g., classification levels) occur.
SV-82707r1_ruleThe Mainframe Product must generate audit records when successful/unsuccessful logon attempts occur.
SV-82709r1_ruleThe Mainframe Product must generate audit records for privileged activities or other system-level access.
SV-82711r1_ruleThe Mainframe Product must generate audit records showing starting and ending time for user access to the system.
SV-82713r1_ruleThe Mainframe Product must generate audit records when concurrent logons from different workstations occur.
SV-82715r1_ruleThe Mainframe Product must generate audit records when successful/unsuccessful accesses to objects occur.
SV-82717r1_ruleThe Mainframe Product must generate audit records for all direct access to the information system.
SV-82719r1_ruleThe Mainframe Product must generate audit records for all account creations, modifications, disabling, and termination events.
SV-82721r1_ruleThe Mainframe Product must generate audit records for all kernel module load, unload, and restart events, and for all program initiations.
SV-82723r1_ruleThe Mainframe Product must provide the capability for authorized users to select a user session to capture/record or view/hear.
SV-82725r1_ruleThe Mainframe Product must initiate session auditing upon startup.
SV-82727r1_ruleThe Mainframe Product must provide the capability for authorized users to capture, record, and log all content related to a user session.
SV-82729r1_ruleThe Mainframe Product must provide the capability for authorized users to remotely view/hear, in real time, all content related to an established user session from a component separate from the Mainframe Product being monitored.
SV-82731r1_ruleThe Mainframe Product must produce audit records containing information to establish what type of events occurred.
SV-82733r1_ruleThe Mainframe Product must produce audit records containing information to establish when (date and time) the events occurred.
SV-82735r2_ruleThe Mainframe Product must produce audit records containing information to establish where the events occurred.
SV-82737r1_ruleThe Mainframe Product must produce audit records containing information to establish the source of the events.
SV-82739r1_ruleThe Mainframe Product must produce audit records containing information to establish the outcome of the events.
SV-82741r1_ruleThe Mainframe Product must generate audit records containing information to establish the identity of any individual or process associated with the event.
SV-82743r1_ruleThe Mainframe Product must generate audit records containing the full-text recording of privileged commands or the individual identities of group account users.
SV-82745r1_ruleThe Mainframe Product must provide centralized management and configuration of the content to be captured in audit records generated by all application components.
SV-82747r1_ruleThe mainframe product must allocate audit record storage capacity in accordance with organization-defined audit record storage requirements.
SV-82749r1_ruleThe Mainframe Product must off-load audit records onto a different system or media than the system being audited.
SV-82751r1_ruleThe Mainframe Product must provide an immediate warning to the system programmer and security administrator (at a minimum) when allocated audit record storage volume reaches 75 percent of repository maximum audit record storage capacity.
SV-82753r1_ruleThe Mainframe Product must provide an immediate real-time alert to the operations staff, system programmers, and/or security administrators, at a minimum, of all audit failure events requiring real-time alerts.
SV-82755r2_ruleThe Mainframe Product must alert the system administrator (SA) and information system security officer (ISSO) (at a minimum) in the event of an audit processing failure.
SV-82757r1_ruleThe Mainframe Product must shut down by default upon audit failure (unless availability is an overriding concern).
SV-82759r1_ruleThe Mainframe Product must provide the capability to centrally review and analyze audit records from multiple components within the system.
SV-82761r1_ruleThe Mainframe Products must provide the capability to filter audit records for events of interest as defined in site security plan.
SV-82763r1_ruleThe Mainframe Product must provide an audit reduction capability that supports on-demand audit review and analysis.
SV-82765r1_ruleThe Mainframe Product must provide an audit reduction capability that supports on-demand reporting requirements.
SV-82767r1_ruleThe Mainframe Product must provide an audit reduction capability that supports after-the-fact investigations of security incidents.
SV-82769r1_ruleThe Mainframe Product must provide a report generation capability that supports on-demand audit review and analysis.
SV-82771r1_ruleThe Mainframe Product must provide a report generation capability that supports on-demand reporting requirements.
SV-82773r1_ruleThe Mainframe Product must provide a report generation capability that supports after-the-fact investigations of security incidents.
SV-82775r1_ruleThe Mainframe Product must provide an audit reduction capability that does not alter original content or time ordering of audit records.
SV-82777r1_ruleThe Mainframe Product must provide a report generation capability that does not alter original content or time ordering of audit records.
SV-82779r1_ruleThe Mainframe Products must use internal system clocks to generate time stamps for audit records.
SV-82781r1_ruleThe Mainframe Product must protect audit information from any type of unauthorized read access.
SV-82783r1_ruleThe Mainframe Product must protect audit information from unauthorized modification.
SV-82785r1_ruleThe Mainframe Product must protect audit information from unauthorized deletion.
SV-82787r1_ruleThe Mainframe Product must protect audit tools from unauthorized access.
SV-82789r1_ruleThe Mainframe Product must protect audit tools from unauthorized modification.
SV-82791r1_ruleThe Mainframe Product must protect audit tools from unauthorized deletion.
SV-82793r1_ruleThe Mainframe Product must use cryptographic mechanisms to protect the integrity of audit tools.
SV-82795r1_ruleThe Mainframe product must prohibit user installation of software without explicit privileged status.
SV-82797r1_ruleThe Mainframe Product must implement organization-defined automated security responses if baseline configurations are changed in an unauthorized manner.
SV-82799r1_ruleThe Mainframe Product must enforce access restrictions associated with changes to application configuration.
SV-82801r1_ruleThe Mainframe Product must audit the enforcement actions used to restrict access associated with changes to the application.
SV-82803r1_ruleThe Mainframe Product must prevent the installation of patches, service packs, or application components without verification that the software component has been digitally signed using a certificate that is recognized and approved by the organization.
SV-82805r1_ruleThe Mainframe Product must limit privileges to change the Mainframe Product installation datasets to system programmers and authorized users in accordance with applicable access control policies.
SV-82807r1_ruleThe Mainframe Product must limit privileges to change Mainframe Product started task and job datasets to system programmers and authorized users in accordance with applicable access control policies.
SV-82809r1_ruleThe Mainframe Product must limit privileges to change Mainframe Product user datasets to authorized individuals.
SV-82811r1_ruleThe Mainframe Product must be configured in accordance with the security configuration settings based on DoD security configuration or implementation guidance, including STIGs, NSA configuration guides, CTOs, and DTMs.
SV-82815r1_ruleThe Mainframe Product must be configured to disable non-essential capabilities.
SV-82817r1_ruleThe Mainframe Product must require users to reauthenticate when circumstances or situations require reauthentication as defined in site security plan.
SV-82819r1_ruleThe Mainframe Product must require devices to reauthenticate when circumstances or situations require reauthentication as defined in site security plan.
SV-82821r1_ruleThe Mainframe Product must uniquely identify and authenticate organizational users (or processes acting on behalf of organizational users).
SV-82823r1_ruleThe Mainframe Product must use multifactor authentication for network access to privileged accounts.
SV-82825r1_ruleThe Mainframe Product must accept Personal Identity Verification (PIV) credentials.
SV-82827r1_ruleThe Mainframe Product must electronically verify Personal Identity Verification (PIV) credentials.
SV-82829r1_ruleThe Mainframe Product must use multifactor authentication for network access to non-privileged accounts.
SV-82859r1_ruleThe Mainframe Product must verify users are authenticated with an individual authenticator prior to using a group authenticator.
SV-82861r1_ruleThe Mainframe Product must enforce a minimum 15-character password length.
SV-82863r1_ruleThe Mainframe Product must enforce password complexity by requiring that at least one uppercase character be used.
SV-82865r1_ruleThe Mainframe Product must enforce password complexity by requiring that at least one lowercase character be used.
SV-82867r1_ruleThe Mainframe Product must enforce password complexity by requiring that at least one numeric character be used.
SV-82871r1_ruleThe Mainframe Product must enforce password complexity by requiring that at least one special character be used.
SV-82873r1_ruleThe Mainframe Product must require the change of at least 8 of the total number of characters when passwords are changed.
SV-82875r1_ruleThe Mainframe Product must store only cryptographically protected passwords.
SV-82877r1_ruleThe Mainframe Product must transmit only cryptographically protected passwords.
SV-82879r1_ruleThe Mainframe Product must enforce 24 hours/1 day as the minimum password lifetime.
SV-82881r1_ruleThe Mainframe Product must enforce a 60-day maximum password lifetime restriction.
SV-82883r1_ruleThe Mainframe Product must prohibit password reuse for a minimum of five generations.
SV-82885r1_ruleThe Mainframe Product must allow the use of a temporary password for system logons with an immediate change to a permanent password.
SV-82887r1_ruleThe Mainframe Product must prohibit the use of cached authenticators after one hour.
SV-82889r1_ruleThe Mainframe Product, when using PKI-based authentication, must validate certificates by constructing a certification path (which includes status information) to an accepted trust anchor.
SV-82891r1_ruleThe Mainframe Product, when using PKI-based authentication, must enforce authorized access to the corresponding private key.
SV-82893r1_ruleThe Mainframe Product must map the authenticated identity to the individual user or group account for PKI-based authentication.
SV-82895r1_ruleThe Mainframe Product must obscure feedback of authentication information during the authentication process to protect the information from possible exploitation/use by unauthorized individuals.
SV-82897r1_ruleThe Mainframe Product must use mechanisms meeting the requirements of applicable federal laws, Executive orders, directives, policies, regulations, standards, and guidance for authentication to a cryptographic module.
SV-82899r1_ruleThe Mainframe Product must uniquely identify and authenticate non-organizational users (or processes acting on behalf of non-organizational users).
SV-82901r1_ruleThe Mainframe Product must accept Personal Identity Verification (PIV) credentials from other federal agencies.
SV-82903r1_ruleThe Mainframe Product must electronically verify Personal Identity Verification (PIV) credentials from other federal agencies.
SV-82905r1_ruleThe Mainframe Product must accept FICAM-approved third-party credentials.
SV-82907r1_ruleThe Mainframe Product must conform to FICAM-issued profiles.
SV-82909r1_ruleMainframe Products scanning for malicious code must scan all media used for system maintenance prior to use.
SV-82911r1_ruleMainframe Products must audit nonlocal maintenance and diagnostic sessions audit events as defined in site security plan.
SV-82913r1_ruleMainframe Products must implement cryptographic mechanisms to protect the integrity of nonlocal maintenance and diagnostic communications.
SV-82915r1_ruleMainframe Products must implement cryptographic mechanisms to protect the confidentiality of nonlocal maintenance and diagnostic communications.
SV-82917r1_ruleMainframe Products must verify remote disconnection at the termination of nonlocal maintenance and diagnostic sessions.
SV-82919r1_ruleThe Mainframe Product must terminate all sessions and network connections when nonlocal maintenance is completed.
SV-82921r1_ruleThe Mainframe Product must implement privileged access authorization to all information systems and infrastructure components for selected vulnerability scanning activities as defined in the site security plan.
SV-82923r1_ruleThe Mainframe Product must implement NSA-approved cryptography to protect classified information in accordance with applicable federal laws, Executive orders, directives, policies, regulations, and standards.
SV-82925r1_ruleThe Mainframe Product must implement NIST FIPS-validated cryptography to provision digital signatures in accordance with applicable federal laws, Executive orders, directives, policies, regulations, and standards.
SV-82927r1_ruleThe Mainframe Product must implement NIST FIPS-validated cryptography to generate and validate cryptographic hashes in accordance with applicable federal laws, Executive orders, directives, policies, regulations, and standards.
SV-82929r1_ruleThe Mainframe Product must implement NIST FIPS-validated cryptography to protect unclassified information requiring confidentiality and cryptographic protection in accordance with applicable federal laws, Executive orders, directives, policies, regulations, and standards.
SV-82935r1_ruleThe Mainframe Product must identify prohibited mobile code.
SV-82937r1_ruleThe Mainframe Product must block, quarantine, and/or alert system administrators when prohibited mobile code is identified.
SV-82939r1_ruleThe Mainframe Product must prevent the download of prohibited mobile code.
SV-82941r1_ruleThe Mainframe Product must prevent the execution of prohibited mobile code.
SV-82943r1_ruleThe Mainframe Product must prevent the automatic execution of mobile code in, at a minimum, office applications, browsers, email clients, mobile code run-time environments, and mobile agent systems.
SV-82945r1_ruleThe Mainframe Product must prompt the user for action prior to executing mobile code.
SV-82947r1_ruleThe Mainframe Product must separate user functionality (including user interface services) from information system management functionality.
SV-82949r1_ruleThe Mainframe Product must fail to a secure state if system initialization fails, shutdown fails, or aborts fail.
SV-82951r1_ruleIn the event of application failure, Mainframe Products must preserve any information necessary to determine the cause of failure and any information necessary to return to operations with the least disruption to mission processes.
SV-82953r1_ruleThe Mainframe Product must protect the confidentiality and integrity of all information at rest.
SV-82955r1_ruleThe Mainframe Product must implement cryptographic mechanisms to prevent unauthorized modification of all information not cleared for public release at rest on system components outside of organization facilities.
SV-82957r1_ruleThe Mainframe Product must implement cryptographic mechanisms to prevent unauthorized disclosure of all information not cleared for public release at rest on system components outside of organization facilities.
SV-82959r1_ruleThe Mainframe Product must isolate security functions from nonsecurity functions.
SV-82961r1_ruleThe Mainframe Product must maintain a separate execution domain for each executing process.
SV-82963r1_ruleThe Mainframe Product must check the validity of all data inputs except those specifically identified by the organization.
SV-82965r1_ruleThe Mainframe Product must behave in a predictable and documented manner that reflects organizational and system objectives when invalid inputs are received.
SV-82967r1_ruleThe Mainframe Product must generate error messages that provide information necessary for corrective actions without revealing information that could be exploited by adversaries.
SV-82969r1_ruleThe Mainframe Product must reveal full-text detail error messages only to system programmers and/or security administrators.
SV-82971r1_ruleThe Mainframe Product must implement security safeguards to protect its memory from unauthorized code execution.
SV-82973r1_ruleThe Mainframe Product must remove all upgraded/replaced software components that are no longer required for operation after updated versions have been installed.
SV-82975r1_ruleThe Mainframe Product must install security-relevant software updates within the time period directed by an authoritative source (e.g., IAVMs, CTOs, DTMs, and STIGs).
SV-82977r1_ruleThe Mainframe Product must automatically update malicious code protection mechanisms.
SV-82979r1_ruleThe Mainframe Product must update malicious code protection mechanisms whenever new releases are available in accordance with organizational configuration management policy and procedures.
SV-82981r1_ruleThe Mainframe Product must configure malicious code protection mechanisms to perform periodic scans of the information system every seven days.
SV-82983r1_ruleThe Mainframe Product performing organization-defined security functions must verify correct operation of security functions.
SV-82985r1_ruleThe Mainframe Product must perform verification of the correct operation of security functions upon system startup and/or restart; upon command by a user with privileged access; and/or every 30 days.
SV-82987r1_ruleThe Mainframe product must notify the system programmer and security administrator of failed security verification tests.
SV-82989r1_ruleThe Mainframe Product must either shut down, restart, and/or notify the appropriate personnel when anomalies in the operation of the security functions as defined in site security plan are discovered.
SV-82991r1_ruleThe Mainframe product must perform an integrity check of all software from vendors/sources that provide cryptographic mechanisms to enable the validation of code authenticity and integrity at startup, at transitional states as defined in site security plan or security-relevant events, or annually.
SV-82993r1_ruleThe Mainframe Product must perform an integrity check of information as defined in site security plan at startup, at transitional states as defined in site security plan or security-relevant events, or annually.
SV-82995r1_ruleThe Mainframe Product must automatically shut down the information system, restart the information system, and/or implement security safeguards as conditions as defined in site security plan when integrity violations are discovered.
SV-82997r1_ruleThe Mainframe Product must audit detected potential integrity violations.
SV-82999r1_ruleThe Mainframe Product, upon detection of a potential integrity violation, must initiate one or more of the following actions: generate an audit record, alert the current user, alert personnel or roles as defined in the site security plan, and/or perform other actions as defined in site security plan.
SV-83001r1_ruleThe Mainframe Product must use multifactor authentication for local access to privileged accounts.
SV-83003r2_ruleThe Mainframe Product must use multifactor authentication for local access to non-privileged accounts.